13th Street Jewelry & Loan Inc.Warning letter
This gun pawnbroker was cited for 8 violations. The inspection resulted in a warning letter.
A warning letter is the least severe action the ATF can take against a licensee with compliance issues. The letter advises the licensee to comply with regulations.
|Type||Pawnbroker in firearms|
|Expiry||Jan 1, 2022|
Compliance inspections are conducted by one or more ATF officers. After the lead investigator submits a recommendation, one or more ATF supervisors will review the inspection and either concur with or adjust the recommendation.
This page contains information about a single inspection conducted between 2015 and 2017. The ATF may have inspected this licensee before and/or after the inspection detailed here.
Officers spent a total of 65.5 hours conducting this inspection. 127 days passed between the assignment and the final review. The licensee received a final outcome of warning letter.
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Onsite compliance inspection conducted 1/12/16 -1/14/16. Closing conference on 1/27/16. Per current policy, Violations #1, 2, & 5 merit that a Warning Letter be sent. Recommendation of No Recall due to low number of occurrences relative to the number of dispositions. NOTE: Licensee is sending in request (w/ FPC & photos) to have redacted and redacted added as RPs. WL mailed 2/5/16. Return Receipt not received. Confirmed receipt by licensee via email on 2/26/16.
SYNOPSIS OF VIOLATIONS: 1) 27 CFR 478.99(c) - MEETS CRITERIA FOR WARNING LETTER 2) 27 CFR 478.102(a) - MEETS CRITERIA FOR WARNING LETTER 3) 27 CFR 478.125(e) - DOES NOT MEET CRITERIA FOR ADVERSE ACTION 4) 27 CFR 478.124(c)(1) - DOES NOT MEET CRITERIA FOR ADVERSE ACTION 5) 27 CFR 478.124(c)(3)(i) - MEETS CRITERIA FOR WARNING LETTER 6) 27 CFR 478.124(c)(3)(iv) - DOES NOT MEET CRITERIA FOR ADVERSE ACTION 7) 27 CFR 478.124(5) - DOES NOT MEET CRITERIA FOR ADVERSE ACTION 8) 27 CFR 478.21(a) - DOES NOT MEET CRITERIA FOR ADVERSE ACTION FIRST COMPLIANCE INSPECTION. NO MISSING INVENTORY. RECOMMENDATION OF "NO RECALL INSPECTION " IS RECOMMENDED DUE TO LOW NUMBER OF "OCCURENCES" RELATIVE TO NUMBER OF DISPOSITIONS. CONCUR WITH IOI RECOMMENDATION
If an inspection uncovers regulatory violations, the licensee receives a report outlining these violations. This section lists the violations found in the inspection, as well as a general description of each offense. More details on the nature of the licensee's specific violations may be found in the report PDF.
This licensee was cited for 8 violations.
|1||478.99(c)||Sale or transfer of a firearm to a prohibited person. 🔗|
|2||478.102(a)||Failure to conduct or complete a NICS check before transferring a firearm. 🔗|
|3||478.125(e)||Failure by a dealer to properly maintain a record of the receipt and disposition of firearms. 🔗|
|4||478.124(c)(1)||Failure to obtain a Form 4473 showing the transferee's name, sex, address, date and place of birth, and other required information. 🔗|
|5||478.124(c)(3)(i)||Failure to obtain identification from a transferee or document it on Form 4473. 🔗|
|6||478.124(c)(3)(iv)||Failure to record the date NICS was contacted and the NICS response on Form 4473. 🔗|
|7||478.124(c)(5)||Failure of the licensee to sign or date a Form 4473. 🔗|
|8||478.21(a)||Failure to provide all of the information called for in required forms. 🔗|
Source: Bureau of Alcohol, Tobacco, Firearms and Explosives. About the data »