A Pawn & Loan Shop Inc.
A Pawn & Loan ShopWarning conference
This gun pawnbroker was cited for 8 violations. The inspection resulted in a warning conference.
A warning conference is held when a licensee has significant or repeat violations. During the conference, an area supervisor offers the licensee specific guidance on how to achieve compliance.
ATF data indicates that this license is no longer active.
|Type||Pawnbroker in firearms|
Compliance inspections are conducted by one or more ATF officers. After the lead investigator submits a recommendation, one or more ATF supervisors will review the inspection and either concur with or adjust the recommendation.
This page contains information about a single inspection conducted between 2015 and 2017. The ATF may have inspected this licensee before and/or after the inspection detailed here.
Officers spent a total of 96 hours conducting this inspection. 335 days passed between the assignment and the final review. The licensee received a final outcome of warning conference.
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Conduct a recall inspection .
On April 12, 2016 Investigator redacted conducted a firearms recall inspection at the licensee's place of business, a commercial location. Investigator redacted recommends a DIO held Warning Conference in lieu of Revocation for this inspection. The licensee had seven (7) repeat violations from the previous inspections. The licensee has had three (3) previous inspections that resulted in violations, warning letter and warning conference and has shown little improvement from these inspections. Onsite Start Date - 04/12/2016. Onsite End Date - 04/14/2016. Computerized criminal history (CCH) check for one (1) responsible person returned no criminal history. Also, an N-Force query on the LLC and responsible person returned no active cases.
The licensee had seven (7) repeat violations from the previous inspections. The licensee has had three (3) previous inspections that resulted in violations, warning letter and warning conference and has shown little improvement from these inspections. A DIO held Warning Conference in lieu of revocation is recommended and should be sufficient to provide incentive for compliance.
A warning conference with the Area Supervisor is authorized. A recall inspection will be conducted. The licensee was subjected to a warning conference in 2012 and a warning letter in 2014 for repeated/similar violations. (A report of violations only was issued in 2013.) During this inspection period, the licensee has acquired redacted firearms and disposed of redacted firearms. For this inspection, the licensee failed to enter redacted firearms found in inventory in the acquisition and disposition record ( A & D Record) and failed to record the disposition of redacted firearms transferred. This equals a 2.6% error rate for the acquisitions and a 9% error rate for dispositions. This rises to the warning conference level based on the licensee's history from a previous warning conference in 2012 for this violation. In addition, the licensee failed to complete one multiple sales report involving redacted firearms rising to a warning letter level. This is a repeated violation from the 2012 inspection. This rises to a warning conference level based on the licensee’s history of a repeated violations, which rose to a warning letter level. Further, the licensee failed to record any identification on redacted ATF Forms 4473 equaling a 3.1 % error rate, rising to a warning letter level for this inspection. This is also a repeat from the 2012 inspection, which rose to a warning letter level. The license also failed to record valid and complete identification on redacted ATF Forms 4473. Concerning other ATF Forms 4473 errors, the licensee failed to ensure the forms were properly completed in sections A, B C and D, which include a .6% certification section error rate. Given the licensee's history of repeated/similar violations, a warning conference will provide an opportunity to again explain the violations, the corrective actions, the importance of maintaining an accurate A & D Record, and how to sustain the integrity of the traceability of firearms. The warning conference will also allow for another discussion of the proper completion of ATF Forms 4473, the requirement to obtain identification and valid and complete identification. The warning conference will also ensure the responsible person is aware he must monitor for all multiple sales and always submit the reports.
If an inspection uncovers regulatory violations, the licensee receives a report outlining these violations. This section lists the violations found in the inspection, as well as a general description of each offense. More details on the nature of the licensee's specific violations may be found in the report PDF.
This licensee was cited for 8 violations.
|1||478.21(a)||Failure to provide all of the information called for in required forms. 🔗|
|2||478.124(c)(1)||Failure to obtain a Form 4473 showing the transferee's name, sex, address, date and place of birth, and other required information. 🔗|
|3||478.124(c)(3)(i)||Failure to obtain identification from a transferee or document it on Form 4473. 🔗|
|4||478.124(c)(3)(iv)||Failure to record the date NICS was contacted and the NICS response on Form 4473. 🔗|
|5||478.124(c)(4)||Failure to record on Form 4473 the manufacturer, importer, type, model, caliber or gauge, and serial number of the firearm being transferred. 🔗|
|6||478.124(c)(5)||Failure of the licensee to sign or date a Form 4473. 🔗|
|7||478.126a||Failure to report the sale of two or more pistols or revolvers to an individual during five consecutive business days. 🔗|
|8||478.125(e)||Failure by a dealer to properly maintain a record of the receipt and disposition of firearms. 🔗|
Source: Bureau of Alcohol, Tobacco, Firearms and Explosives. About the data »