Ae Armory Inc
Warning letterThis gun dealer was cited for 7 violations. The inspection resulted in a warning letter.
A warning letter is the least severe action the ATF can take against a licensee with compliance issues. The letter advises the licensee to comply with regulations.
ATF data indicates that this license is no longer active.
Address
11407 US Route 14N
Harvard, IL 60033
Mchenry County
License
| Number | 3-36-111-01-7H-04713 |
| Type | Dealer in firearms |
| Expiry | License inactive |
Inspection Timeline
Compliance inspections are conducted by one or more ATF officers. After the lead investigator submits a recommendation, one or more ATF supervisors will review the inspection and either concur with or adjust the recommendation.
This page contains information about a single inspection conducted between 2015 and 2017. The ATF may have inspected this licensee before and/or after the inspection detailed here.
Officers spent a total of 16 hours conducting this inspection. 19 days passed between the assignment and the final review. The licensee received a final outcome of warning letter.
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Please conduct a full scope firearms compliance inspection of this Type 01 FFL . During initial review of this assignment please ensure the shared drive is reviewed for any additional variance approvals, correspondences, etc. that are not located in the file. Zoning - Please utilize the Shared Zoning Folder for all zoning information. If a location needs added, deleted or amended/updated, please do so to ensure we maintain an accurate and up to date database.
Warning letter in lieu of Warning conference with no recall inspection . This recommendation is based on several factors: Though this licensee violations warrant more severe adverse action, this licensee has no traces associated with his firearms business and has a small sales volume (redacted guns acquired/disposed of during this inspection period). Additionally, the business has only been in operation for slightly less than a year and has not had a previous compliance inspection.
Concur with IOI redacted recommendation of WL in leiu of a WC . AE Armory Inc has applied for a Type 07 license and during the application inspection a compliance inspection was conducted of the Type 01 currently held by AE Armory Inc. This was the company's first compliance inspection and is a low volume dealer with limited sales (7 firearms in the last year) and had no firearms in inventory at the time of the inspection. Though a WC could be recommended due to the fact the license did not record the ID of the purchaser redacted ATF F 4473 it is recommended that a Warning Letter be issued in lieu of a Warning Conference for this licensee. Should also be noted that the company is aware that once the Type 07 FFL is issued the Type 01 would no longer be necessary since all business activity can be conducted under the Type 07 but the company has elected to retain the Type 01 license at least until the time of renewal which will be in 2017. With DIO concurrence WL signed and mailed by A/S redacted on 8/12/15.
DIO Concurs with Warning Letter recommendation in lieu of Warning Conference. This FFL has been in operation for only one year, and this was the FFL's first compliance inspection. The FFL has been a very low volume dealer during the first year of peration..
Violations
If an inspection uncovers regulatory violations, the licensee receives a report outlining these violations. This section lists the violations found in the inspection, as well as a general description of each offense. More details on the nature of the licensee's specific violations may be found in the report PDF.
This licensee was cited for 7 violations.
| Citation | Description | |
|---|---|---|
| 478.125(e) | Failure by a dealer to properly maintain a record of the receipt and disposition of firearms. 🔗 | |
| 478.21(a) | Failure to provide all of the information called for in required forms. 🔗 | |
| 478.124(c)(1) | Failure to obtain a Form 4473 showing the transferee's name, sex, address, date and place of birth, and other required information. 🔗 | |
| 478.124(c)(3)(i) | Failure to obtain identification from a transferee or document it on Form 4473. 🔗 | |
| 478.124(c)(3)(iv) | Failure to record the date NICS was contacted and the NICS response on Form 4473. 🔗 | |
| 478.124(c)(4) | Failure to record on Form 4473 the manufacturer, importer, type, model, caliber or gauge, and serial number of the firearm being transferred. 🔗 | |
| 478.124(c)(5) | Failure of the licensee to sign or date a Form 4473. 🔗 |
Source: Bureau of Alcohol, Tobacco, Firearms and Explosives. About the data »