Asanon, Louie MWarning conference
This gun dealer was cited for 7 violations. The inspection resulted in a warning conference.
A warning conference is held when a licensee has significant or repeat violations. During the conference, an area supervisor offers the licensee specific guidance on how to achieve compliance.
ATF data indicates that this license is no longer active.
|Type||Dealer in firearms|
Compliance inspections are conducted by one or more ATF officers. After the lead investigator submits a recommendation, one or more ATF supervisors will review the inspection and either concur with or adjust the recommendation.
This page contains information about a single inspection conducted between 2015 and 2017. The ATF may have inspected this licensee before and/or after the inspection detailed here.
Officers spent a total of 110 hours conducting this inspection. 42 days passed between the assignment and the final review. The licensee received a final outcome of warning conference.
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Please conduct a full scope firearms compliance inspection of this Type 01 FFL . During initial review of this assignment please ensure the shared drive is reviewed for any additional variance approvals, correspondences, etc. that are not located in the file. Zoning - Please utilize the Shared Zoning Folder for all zoning information. If a location needs added, deleted or amended/updated, please do so to ensure we maintain an accurate and up to date database.
Report of Violations Issued and Warning Letter Only - No Recall Inspection Recommended. Referral Made to ATF CE. This is an alternative recommendation in lieu of a Warning Conference. This is the first inspection since the license was originally issued in January 2012. A majority of the issues were identified during ATF F 4473 review. The licensee was unaware that Item 10b was a requirement. On two occasions, the licensee failed to conduct a NICS background check prior to the transfer of a firearm to unlicensed individuals. In one instance, the firearm was transferred for cleaning and repair. The licensee was unaware this was considered a transfer of a firearm. The subject is not prohibited and maintains an active FOID card. In the second instance, the licensee transferred one firearm to a subject when he thought the background check was initiated. redacted A Warning Letter is recommended as many of the licensees violations can be addressed through a thorough Federal Firearms Regulations review. The licensee showed great interest and concern for each violation and has been compliant and responsive throughout the inspection. The licensee has a high interest in familiarizing himself with the rules and regulations and attended the FFL seminar hosted by the ATF in May 2015.
Concur with alternate recommendation of WL Only with No Recall . On 2/8/16, DIO made recommenation of Warning Conference and Recall Inspection. Area Supervisors recommenation changed to WC and Recall Inspection also. Warning Conference scheduled for 2/29/16 at 1 pm and amended ROV provided at the WC. Warning Conference follow-up letter signed and mailed by A/S redacted on 3/2/16.
DIO recommends warning confernece rather than warning letter.
If an inspection uncovers regulatory violations, the licensee receives a report outlining these violations. This section lists the violations found in the inspection, as well as a general description of each offense. More details on the nature of the licensee's specific violations may be found in the report PDF.
This licensee was cited for 7 violations.
|1||478.21(a)||Failure to provide all of the information called for in required forms. 🔗|
|2||478.102(a)||Failure to conduct or complete a NICS check before transferring a firearm. 🔗|
|3||478.124(a)||Failure to record the transfer of a firearm on a Form 4473. 🔗|
|4||478.124(c)(4)||Failure to record on Form 4473 the manufacturer, importer, type, model, caliber or gauge, and serial number of the firearm being transferred. 🔗|
|5||478.124(c)(5)||Failure of the licensee to sign or date a Form 4473. 🔗|
|6||478.126a||Failure to report the sale of two or more pistols or revolvers to an individual during five consecutive business days. 🔗|
|7||478.125(e)||Failure by a dealer to properly maintain a record of the receipt and disposition of firearms. 🔗|
Source: Bureau of Alcohol, Tobacco, Firearms and Explosives. About the data »