Bluffs Finanacial Services Inc
Bluffs Check Cashing Pawn & LoanWarning letter
This gun pawnbroker was cited for 8 violations. The inspection resulted in a warning letter.
A warning letter is the least severe action the ATF can take against a licensee with compliance issues. The letter advises the licensee to comply with regulations.
ATF data indicates that this license is no longer active.
|Type||Pawnbroker in firearms|
Compliance inspections are conducted by one or more ATF officers. After the lead investigator submits a recommendation, one or more ATF supervisors will review the inspection and either concur with or adjust the recommendation.
This page contains information about a single inspection conducted between 2015 and 2017. The ATF may have inspected this licensee before and/or after the inspection detailed here.
Officers spent a total of 120.5 hours conducting this inspection. 490 days passed between the assignment and the final review. The licensee received a final outcome of warning letter.
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Onsite compliance inspection 12/6 -12/8/16. Closing conference on 12/13/16. Corrective actions completed by 1/5/17. See attached alternate recommendation memo, requesting WL instead of WC . redacted are no longer employed by licensee, and should be removed as RPs. Licensee advised notification to FFLC has already been sent. WL delivered on 1/19/17
SYNOPSIS OF VIOLATIONS: 1) 27 CFR 478.102(a) - MEETS CRITERIA FOR WARNING CONFERENCE 2) 27 CFR 478.126a - MEETS CRITERIA FOR WARNING CONFERENCE 3) 27 CFR 478.125(e) - DOES NOT MEET CRITERIA FOR ADVERSE ACTION 4) 27 CFR 478.124(c)(1) - DOES NOT MEET CRITERIA FOR ADVERSE ACTION 5) 27 CFR 478.(c)(3)(i) - DOES NOT MEET CRITERIA FOR ADVERSE ACTION 6) 27 CFR 478.124(c)(4) - DOES NOT MEET CRITERIA FOR ADVERSE ACTION 7) 27 CFR 478.124(5) - DOES NOT MEET CRITERIA FOR ADVERSE ACTION 8) 27 CFR 478.21 (a) - DOES NOT MEET CRITERIA FOR ADVERSE ACTION VIOLATIONS CITED WARRANT RECOMMENDATION OF: VIOLS WC WITH WL AND RECALL . IOI RECOMMENDING ALTERNATIVE RECOMMENDATION OF:VIOL WL ONLY AND RECALL INSPECTION BASED ON; 1) FIRST COMPLIANCE INSPECTION 2006, FFL 'S MISUNDERSTANDINGOF BEING ABLE TO ACCEPT OUT OF STATE PERMITS, AND NOT KNOWING THAT PERMITS HAVE EXPIRATION DATES. CONCUR WITH IOI RECOMMENDATON OF: VIOLS WL ONLY AND RECALL INSPECTION
Concur with alternate for warning letter.
If an inspection uncovers regulatory violations, the licensee receives a report outlining these violations. This section lists the violations found in the inspection, as well as a general description of each offense. More details on the nature of the licensee's specific violations may be found in the report PDF.
This licensee was cited for 8 violations.
|1||478.102(a)||Failure to conduct or complete a NICS check before transferring a firearm. 🔗|
|2||478.126a||Failure to report the sale of two or more pistols or revolvers to an individual during five consecutive business days. 🔗|
|3||478.125(e)||Failure by a dealer to properly maintain a record of the receipt and disposition of firearms. 🔗|
|4||478.124(c)(1)||Failure to obtain a Form 4473 showing the transferee's name, sex, address, date and place of birth, and other required information. 🔗|
|5||478.124(c)(3)(i)||Failure to obtain identification from a transferee or document it on Form 4473. 🔗|
|6||478.124(c)(4)||Failure to record on Form 4473 the manufacturer, importer, type, model, caliber or gauge, and serial number of the firearm being transferred. 🔗|
|7||478.124(c)(5)||Failure of the licensee to sign or date a Form 4473. 🔗|
|8||478.21(a)||Failure to provide all of the information called for in required forms. 🔗|
Source: Bureau of Alcohol, Tobacco, Firearms and Explosives. About the data »