Borders Summit Market IncWarning letter
This gun dealer was cited for 5 violations. The inspection resulted in a warning letter.
A warning letter is the least severe action the ATF can take against a licensee with compliance issues. The letter advises the licensee to comply with regulations.
|Type||Dealer in firearms|
|Expiry||May 1, 2023|
Compliance inspections are conducted by one or more ATF officers. After the lead investigator submits a recommendation, one or more ATF supervisors will review the inspection and either concur with or adjust the recommendation.
This page contains information about a single inspection conducted between 2015 and 2017. The ATF may have inspected this licensee before and/or after the inspection detailed here.
Officers spent a total of 170 hours conducting this inspection. 165 days passed between the assignment and the final review. The licensee received a final outcome of warning letter.
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Top 100 - Firearms Compliance Inspection - this FFL has been selected as a Top 100 firearms inspection based on the Lexington II Domain Assessment for FY17 based on selected criteria such as number of traces, time to crime, multiple handgun sales, and other factors. In addition, information has recently been forwarded from the the Ashland CE Field Office that this licensee has recently had several firearms stolen by a former employee and the licensee was unaware that the thefts had occurred until notified by local law enforcement that one or more of the stolen firearms had been recovered. Refer to emails from Ashland SA redacted for details of recent thefts. NOTE: Licensee is shown in FLS Database to be redacted
On January 17, 2017, Senior Investigator (SI) redacted initiated an on-site unannounced firearms compliance inspection of Borders Summit Market Inc in Ashland, Kentucky. This is the licensee's third compliance inspection since the business incorporated in 1990. Assisting SI redacted with his inspection were Industry Operations Investigators ( IOI 's) redacted and redacted, and Industry Intelligence Specialist (IOIS) redacted. The primary responsible person who assisted during the inspection was Todd Borders, Vice President of the corporation. Todd Borders along with some other employees assisted by providing access to the licensee’s inventory and records as well as assisting with a full Inventory verification. The inspection period covered the timeframe of January 1, 2016 through February 7, 2017. The scope of the inspection included a full inventory of the licensee's firearms, a review of the licensee's A & D record licensee's The scope of the inspection included a accuracy, and a review of the licensee's ATF Forms 4473 on file for the past 12 months. redacted This FFL was selected as a Top 100 firearms inspection based on the Lexington II Domain Assessment for FY17 based on selected criteria such as number of traces, time to crime, multiple handgun sales, and other factors. The Inspection resulted in the licensee being cited for five violations, and a warning letter was also issued to the licensee. An Acknowledgement of Regulations was executed and signed. See attached report, exhibits, and worksheets for full details of inspection. redacted
Inspection resulted in issuance of ROV for 5 violations and WL . No Recall Inspection . Pll sent to FFLC on 3/9/17.
If an inspection uncovers regulatory violations, the licensee receives a report outlining these violations. This section lists the violations found in the inspection, as well as a general description of each offense. More details on the nature of the licensee's specific violations may be found in the report PDF.
This licensee was cited for 5 violations.
|1||478.21(a)||Failure to provide all of the information called for in required forms. 🔗|
|2||478.124(c)(1)||Failure to obtain a Form 4473 showing the transferee's name, sex, address, date and place of birth, and other required information. 🔗|
|3||478.124(c)(5)||Failure of the licensee to sign or date a Form 4473. 🔗|
|4||478.124(c)(3)(iv)||Failure to record the date NICS was contacted and the NICS response on Form 4473. 🔗|
|5||478.126a||Failure to report the sale of two or more pistols or revolvers to an individual during five consecutive business days. 🔗|
Source: Bureau of Alcohol, Tobacco, Firearms and Explosives. About the data »