Carolina Rod & Gun, IncWarning letter
This gun dealer was cited for 8 violations. The inspection resulted in a warning letter.
A warning letter is the least severe action the ATF can take against a licensee with compliance issues. The letter advises the licensee to comply with regulations.
|Type||Dealer in firearms|
|Expiry||Aug 1, 2022|
Compliance inspections are conducted by one or more ATF officers. After the lead investigator submits a recommendation, one or more ATF supervisors will review the inspection and either concur with or adjust the recommendation.
This page contains information about a single inspection conducted between 2015 and 2017. The ATF may have inspected this licensee before and/or after the inspection detailed here.
Officers spent a total of 260 hours conducting this inspection. 98 days passed between the assignment and the final review. The licensee received a final outcome of warning letter.
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Conduct Firearms Recall Investigation
Name of Entity - Carolina Rod & Gun, Inc. FFL /COMP/ RECALL - 1 -57-09990 Lead -redacted Narrative: A firearms compliance investigation was conducted. Recommendation: Viols WL ONLY and No Recall. As the licensee was the subject of a previous warning conference and this inspection results in a warning letter, the assignment will be forwarded to the DIO for review. Last Inspection Date: 8/30/16 Emailed to FEL Actions Charlotte/Examiner
Concur with the assigned lOI's recommendation for a warning letter and no recall .
If an inspection uncovers regulatory violations, the licensee receives a report outlining these violations. This section lists the violations found in the inspection, as well as a general description of each offense. More details on the nature of the licensee's specific violations may be found in the report PDF.
This licensee was cited for 8 violations.
|1||478.21(a)||Failure to provide all of the information called for in required forms. 🔗|
|2||478.124(c)(1)||Failure to obtain a Form 4473 showing the transferee's name, sex, address, date and place of birth, and other required information. 🔗|
|3||478.124(c)(3)(i)||Failure to obtain identification from a transferee or document it on Form 4473. 🔗|
|4||478.124(c)(3)(iv)||Failure to record the date NICS was contacted and the NICS response on Form 4473. 🔗|
|5||478.124(c)(5)||Failure of the licensee to sign or date a Form 4473. 🔗|
|6||478.126a||Failure to report the sale of two or more pistols or revolvers to an individual during five consecutive business days. 🔗|
|7||478.131(a)(2)||Failure to retain a copy of a purchaser's permit or license for a background check-exempt transaction. 🔗|
|8||478.99(c)||Sale or transfer of a firearm to a prohibited person. 🔗|
Source: Bureau of Alcohol, Tobacco, Firearms and Explosives. About the data »