Carty, Timothy Allen

Carty Enterprises

Warning letter

This gun manufacturer was cited for 11 violations. The inspection resulted in a warning letter.

A warning letter is the least severe action the ATF can take against a licensee with compliance issues. The letter advises the licensee to comply with regulations.

Address

2799 Oxen Rd, NE
Waverly, KS 66871
Coffey County

License

Number 5-48-031-07-8C-02737
Type Manufacturer of firearms
Expiry Mar 1, 2024

Inspection Timeline

Compliance inspections are conducted by one or more ATF officers. After the lead investigator submits a recommendation, one or more ATF supervisors will review the inspection and either concur with or adjust the recommendation.

This page contains information about a single inspection conducted between 2015 and 2017. The ATF may have inspected this licensee before and/or after the inspection detailed here.

Officers spent a total of 85 hours conducting this inspection. 275 days passed between the assignment and the final review. The licensee received a final outcome of warning letter.

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Jul 20, 2016
Inspection assigned

M&l inspection. Conduct with Ul: 779025-2016-0392, Type-08 qualification.

Apr 20, 2017
Officer's recommendation Submitted by Industry Operations Investigator
Warning letter
Apr 21, 2017
Final review Signed by Area Supervisor
Warning letter
Apr 24, 2017
Review Signed by WLBOWERS – Director, Industry Operations
Warning letter

Concur with alternate for warning letter.

Apr 24, 2017
Warning letter sent

Violations

If an inspection uncovers regulatory violations, the licensee receives a report outlining these violations. This section lists the violations found in the inspection, as well as a general description of each offense. More details on the nature of the licensee's specific violations may be found in the report PDF.

This licensee was cited for 11 violations.

CitationDescription
1 478.123(a) Failure by a manufacturer to maintain an accurate record of firearms manufactured or acquired. 🔗
2 478.123(d) Failure by a manufacturer to maintain an accurate record of dispositions to non-licensees. 🔗
3 478.124(c)(1) Failure to obtain a Form 4473 showing the transferee's name, sex, address, date and place of birth, and other required information. 🔗
4 478.124(c)(5) Failure of the licensee to sign or date a Form 4473. 🔗
5 478.124(c)(3)(iv) Failure to record the date NICS was contacted and the NICS response on Form 4473. 🔗
6 478.21(a) Failure to provide all of the information called for in required forms. 🔗
7 478.124(a) Failure to record the transfer of a firearm on a Form 4473. 🔗
8 478.124(b) Failure to maintain ordered records of all Forms 4473. 🔗
9 478.126a Failure to report the sale of two or more pistols or revolvers to an individual during five consecutive business days. 🔗
10 478.102(a)(2)(ii) Transferring a firearm before three business days have elapsed from the date that the licensee contacted NICS. 🔗
11 478.124(c)(3)(i) Failure to obtain identification from a transferee or document it on Form 4473. 🔗

Source: Bureau of Alcohol, Tobacco, Firearms and Explosives. About the data »