Code Three, LLC
Code Three Firearms
Warning letterThis gun manufacturer was cited for 9 violations. The inspection resulted in a warning letter.
A warning letter is the least severe action the ATF can take against a licensee with compliance issues. The letter advises the licensee to comply with regulations.
ATF data indicates that this license is no longer active.
Address
7252 Wiltshire CT.
Highlands Ranch, CO 80130
Douglas County
License
Number | 5-84-035-07-8B-05938 |
Type | Manufacturer of firearms |
Expiry | License inactive |
Inspection Timeline
Compliance inspections are conducted by one or more ATF officers. After the lead investigator submits a recommendation, one or more ATF supervisors will review the inspection and either concur with or adjust the recommendation.
This page contains information about a single inspection conducted between 2015 and 2017. The ATF may have inspected this licensee before and/or after the inspection detailed here.
Officers spent a total of 67 hours conducting this inspection. 160 days passed between the assignment and the final review. The licensee received a final outcome of warning letter.
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DE :FRONTLINE: Full Scope Compliance Inspection - Type 07. See attachment.
The licensee's failure to mark a firearm manufactured with the required markings in redacted, warrants a warning conference. This is the licenseeโs first compliance inspection since receiving the license in 2014; therefore, Investigator redacted recommending an alternate recommendation of Violations, Warning Letter Only, and NO Recall Inspection .
A full scope firearms compliance inspection was conducted on May 15, 2017. Licensee was cited for nine (9) violations. Two violations merit a Warning Conference with Warning Letter and Recall , however, an alternate recommendation was made for a Warning Letter only and No recall inspection. A Warning Letter was issued and sent to the licensee, dated August 3, 2017.
The licensee was cited for nine violations, only 2 of which warrant AS WC as the minimum AA per ATF O 5370.1 C. Specifically, the licensee failed to mark a firearm manufactured with the required markings [instance]. Additionally, the licensee failed to complete ATF Forms 4473 on transactions in which a transfer did not occur. This is the licensee's first compliance inspection since receiving the license in 2014 and the FFL made all corrections immediately. Furthermore, this is a low volume manufacturer that primarily deals. A warning letter only without recall is a sufficient to achieve compliance.
Violations
If an inspection uncovers regulatory violations, the licensee receives a report outlining these violations. This section lists the violations found in the inspection, as well as a general description of each offense. More details on the nature of the licensee's specific violations may be found in the report PDF.
This licensee was cited for 9 violations.
Citation | Description | |
---|---|---|
478.21(a) | Failure to provide all of the information called for in required forms. ๐ | |
478.124(c)(1) | Failure to obtain a Form 4473 showing the transferee's name, sex, address, date and place of birth, and other required information. ๐ | |
478.124(c)(3)(iv) | Failure to record the date NICS was contacted and the NICS response on Form 4473. ๐ | |
478.102(a) | Failure to conduct or complete a NICS check before transferring a firearm. ๐ | |
478.126a | Failure to report the sale of two or more pistols or revolvers to an individual during five consecutive business days. ๐ | |
478.124(a) | Failure to record the transfer of a firearm on a Form 4473. ๐ | |
478.123(a) | Failure by a manufacturer to maintain an accurate record of firearms manufactured or acquired. ๐ | |
478.123(b) | Failure by a manufacturer to maintain an accurate record of dispositions to other licensees. ๐ | |
478.92(a)(1)(ii) | Failure by a manufacturer or importer to mark the frame, receiver, or barrel with information including the model, caliber, and the manufacturer and/or importer's name and location. ๐ |
Source: Bureau of Alcohol, Tobacco, Firearms and Explosives. About the data ยป