Dave & Diane’s Jewelry & Pawnbrokers Inc
Warning letterThis gun pawnbroker was cited for 7 violations. The inspection resulted in a warning letter.
A warning letter is the least severe action the ATF can take against a licensee with compliance issues. The letter advises the licensee to comply with regulations.
ATF data indicates that this license is no longer active.
Address
5428 New Cut Rd
Louisville, KY 40214
Jefferson County
License
| Number | 4-61-111-02-8A-02187 |
| Type | Pawnbroker in firearms |
| Expiry | License inactive |
Inspection Timeline
Compliance inspections are conducted by one or more ATF officers. After the lead investigator submits a recommendation, one or more ATF supervisors will review the inspection and either concur with or adjust the recommendation.
This page contains information about a single inspection conducted between 2015 and 2017. The ATF may have inspected this licensee before and/or after the inspection detailed here.
Officers spent a total of 36 hours conducting this inspection. 118 days passed between the assignment and the final review. The licensee received a final outcome of warning letter.
Hover over underlined text to see definitions of common terms.
Jefferson County compliance inspection focusing on awareness of possible straw purchases and trafficking of firearms. (FLS: please correct gender OF redacted from male to female.)
On 3/13/2017, Senior Industry Operations Investigator commenced a compliance inspection at the business premises. Responsible person John Galus were present and provided assistance during the inspection. The inspection encompassed the time period from 3/1/2016 through 3/12/2017. See narrative report for full details. Recommend issuing Warning Letter with no recall inspection . Licensee was cited for 7 violations of the Gun Control Act . The redacted instance of failure to ensure a firearm was transferred in accordance with the provisions of NICS rises to the level of warning letter.
FFL Compliance inspection conducted from 3/13-17/2017 and resulted in 7 violations and a warning letter. WL mailed on 3/23/2017.
Violations
If an inspection uncovers regulatory violations, the licensee receives a report outlining these violations. This section lists the violations found in the inspection, as well as a general description of each offense. More details on the nature of the licensee's specific violations may be found in the report PDF.
This licensee was cited for 7 violations.
| Citation | Description | |
|---|---|---|
| 478.102(a)(2)(ii) | Transferring a firearm before three business days have elapsed from the date that the licensee contacted NICS. 🔗 | |
| 478.125(e) | Failure by a dealer to properly maintain a record of the receipt and disposition of firearms. 🔗 | |
| 478.124(c)(1) | Failure to obtain a Form 4473 showing the transferee's name, sex, address, date and place of birth, and other required information. 🔗 | |
| 478.124(c)(3)(i) | Failure to obtain identification from a transferee or document it on Form 4473. 🔗 | |
| 478.124(c)(3)(iv) | Failure to record the date NICS was contacted and the NICS response on Form 4473. 🔗 | |
| 478.21(a) | Failure to provide all of the information called for in required forms. 🔗 | |
| 478.124(c)(4) | Failure to record on Form 4473 the manufacturer, importer, type, model, caliber or gauge, and serial number of the firearm being transferred. 🔗 |
Source: Bureau of Alcohol, Tobacco, Firearms and Explosives. About the data »