Conduct a Full Scope Disposition Emphasis (DE) Manufacturer Firearms Compliance Investigation. Review FLS Report for accuracy and correctness. Determine compliance with Federal firearms laws and regulations and applicable State, County and local laws and regulations, including compliance with zoning restrictions. Conduct one hundred percent (100%) inventory verification and ATF Form 4473 - Firearms Transaction Record review in accordance with Miami VI Firearms Trafficking Initiative. Provide recommendation to the Federal Firearms Licensing Center to update the Federal Licensing System (FLS) - License Registration Report with any other pertinent information. If license is set to expire within twelve months from the last inspection date, provide recommendation to approve and renew license, as appropriate. Complete all N-Spect fields. Show more

The violations cited and issued would require a recommendation of: Violation, WC with WL and Recall Inspection , as prescribed in ATF O 5370.1B - Federal Firearms Administrative Action Policy and Procedures, however, based on the fact that this is the first compliance investigation since the issuance of the FFL in June 1, 2013, IOI redacted is proposing the above noted reduced recommendation for consideration. IOI redacted determined through the interview and observation of the business that the discrepancies disclosed were misunderstanding of the Federal firearms recordkeeping requirements and statutory obligations, and not willful neglect or disregard thereof. In addition, the FFL is due for renewal within 12-months from this compliance investigation, therefore, if the renewal application is submitted timely and no other prohibitive information arise, the approval of the renewal application and issuance of license is recommended. Show more

A Disposition Emphasis (DE) Manufacturer Firearms Compliance Investigation conducted on the above referenced licensee disclosed nine violations to the Gun Control Act (GCA) and regulations promulgated thereunder, which warrant the issuance of an ATF Form 5030.5 - Report of Violations and Warning Letter and conducting a Warning Conference and Recall investigation. An alternate recommendation of Report of Violation, Warning Letter and No Recall is recommended. The violation which warrant the Warning Conference is attributed to licensee failing on redacted occasions to submit an ATF Form 3310.4 - Report of Multiple Sale or Other disposition of Pistols and Revolvers, involving redacted handgunss, as prescribed by 27 CFR 478.126a. The licensee did completed the ATF Form 3310.4, however, forgot to transmit it to the National Tracing Center. The licensee has assured that such situation will not be repeated. During the conduct of the investigation and the Closing Conference, all violations were reviewed, explained, and referenced to applicable regulations. An extensive explanation was provided to the licensee as to his responsibilities and legal obligations under the Gun Control Act (GCA) and regulations promulgated thereunder. Licensee assured, that internal controls will be implemented to ensure future compliance and adherence to laws and regulation and prescribed procedures. Approval of ATF Form 8 - Federal Firearms License (Renewal) Application, if timely and correctly submitted on or before June 1, 2016, and issuance of ATF Form 8 - License, Issued Under 18 U.S.C., Chapter 44, is recommended. The Federal Licensing System (FLS) - License registration report requires updates as follows: 1) Deactivate Responsible Person redacted as requested via letter on November 19, 2015. See Exhibit 1. 2) Last Investigation Date December 2, 2015. 3) Warning Letter sent via certified mail on December 23, 2015. Violations, Report of Violations, Warning Letter and No Recall investigation is recommended. Show more