Howard, Albert I
Rocky Mountain SupplyWarning letter
This gun dealer was cited for 5 violations. The inspection resulted in a warning letter.
A warning letter is the least severe action the ATF can take against a licensee with compliance issues. The letter advises the licensee to comply with regulations.
ATF data indicates that this license is no longer active.
|Type||Dealer in firearms|
Compliance inspections are conducted by one or more ATF officers. After the lead investigator submits a recommendation, one or more ATF supervisors will review the inspection and either concur with or adjust the recommendation.
This page contains information about a single inspection conducted between 2015 and 2017. The ATF may have inspected this licensee before and/or after the inspection detailed here.
Officers spent a total of 24 hours conducting this inspection. 128 days passed between the assignment and the final review. The licensee received a final outcome of warning letter.
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Conduct Recall Firearms Compliance Inspection. Last inspection resulted in adverse action or a recommended recall. Obtain printout from NTC. Identify and refer potential traffickers.
The licensee was cited for five violations, one of which warrants a warning conference. Licensee failed to correctly record the purchasers name in the A&D record and failed to record the complete model in the A&D record in violation of 27 CFR 478.125(e). Due to the number of acquisitions and dispositions being only redacted, this resulted in 100% of licensee's total acquisitions and dispositions warranting the warning conference. Licensee was previously the subject of a warning conference within the last five years, thus revocation is warranted per the administrative action policy. Due to the violation only occurring redacted total instances, involving failing to record the full name in the A&D record and failing to record the model number in the A&D record, a warning letter with no recall is recommended
The 2016 investigation disclosed a total of five violations, of which one warrants a warning conference involving 27 CFR 478.125(e) for failure to correctly record the purchaser’s name and/or complete the model number, totaling redacted instances, in the A&D record. This violation involved 100% of the licensee's total acquisitions and dispositions for the inspection period, as there was on redacted firearm acquired and disposed of for the review. However, since the licensee has not been the subject of a warning conference within the last five years, as the last warning conference occurred in 2004, a recommendation of a warning letter and no recall is decided.
If an inspection uncovers regulatory violations, the licensee receives a report outlining these violations. This section lists the violations found in the inspection, as well as a general description of each offense. More details on the nature of the licensee's specific violations may be found in the report PDF.
This licensee was cited for 5 violations.
|1||478.21(a)||Failure to provide all of the information called for in required forms. 🔗|
|2||478.124(c)(1)||Failure to obtain a Form 4473 showing the transferee's name, sex, address, date and place of birth, and other required information. 🔗|
|3||478.124(c)(4)||Failure to record on Form 4473 the manufacturer, importer, type, model, caliber or gauge, and serial number of the firearm being transferred. 🔗|
|4||478.124(c)(5)||Failure of the licensee to sign or date a Form 4473. 🔗|
|5||478.125(e)||Failure by a dealer to properly maintain a record of the receipt and disposition of firearms. 🔗|
Source: Bureau of Alcohol, Tobacco, Firearms and Explosives. About the data »