Nor Cal Gun Vault, LLC
Nor Cal Gun VaultWarning letter
This gun dealer was cited for 10 violations. The inspection resulted in a warning letter.
A warning letter is the least severe action the ATF can take against a licensee with compliance issues. The letter advises the licensee to comply with regulations.
ATF data indicates that this license is no longer active.
|Type||Dealer in firearms|
Compliance inspections are conducted by one or more ATF officers. After the lead investigator submits a recommendation, one or more ATF supervisors will review the inspection and either concur with or adjust the recommendation.
This page contains information about a single inspection conducted between 2015 and 2017. The ATF may have inspected this licensee before and/or after the inspection detailed here.
Officers spent a total of 268 hours conducting this inspection. 98 days passed between the assignment and the final review. The licensee received a final outcome of warning letter.
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Firearms Compliance Inspection - Please conduct a full compliance inspection. NOTE: redacted is listed as a responsible person (Store Manager) on the license, but is no longer with Nor Cal Gun Vault. redacted is the President of Rocklin Armory Inc. (9-68-04515).
AS redacted concurs with Alternate Recommendation : Violations, Warning Letter Only and No Recall Inspection . A compliance inspection of a dealer in firearms was conducted at the above referenced licensee. A warning letter is recommended in lieu of a warning conference for the following reasons: 1. This was the licensee’s first compliance inspection; 2. The licensee is a high volume dealer, 3.There were no missing firearms; 4 There were two significant changes in management when: a.The original manager, redacted, left the business in August 2015 to start another firearm business and redacted. b. redacted was arrested in early 2016 and Managing Member Jacob Duncan and Member redacted were forced to take over the management of the business for which they were originally only the investors. The reasons for the warning conference is due to the licensee failing to report redacted multiple sales of handguns and the transfer of firearms to redacted persons who although not actually prohibited at the time of transfer, appeared to be prohibited. Manager redacted stated he will ensure the Report of Multiple Sales or Other Disposition of Pistols and Revolvers (ATF Form 3310.4) will be completed when any customer purchases two or more handguns in five business day period and that transfers to customers marking prohibiting answers in the certification section will not be completed.
If an inspection uncovers regulatory violations, the licensee receives a report outlining these violations. This section lists the violations found in the inspection, as well as a general description of each offense. More details on the nature of the licensee's specific violations may be found in the report PDF.
This licensee was cited for 10 violations.
|1||478.21(a)||Failure to provide all of the information called for in required forms. 🔗|
|2||478.124(c)(1)||Failure to obtain a Form 4473 showing the transferee's name, sex, address, date and place of birth, and other required information. 🔗|
|3||478.124(c)(3)(i)||Failure to obtain identification from a transferee or document it on Form 4473. 🔗|
|4||478.124(c)(3)(iv)||Failure to record the date NICS was contacted and the NICS response on Form 4473. 🔗|
|5||478.124(c)(4)||Failure to record on Form 4473 the manufacturer, importer, type, model, caliber or gauge, and serial number of the firearm being transferred. 🔗|
|6||478.124(c)(5)||Failure of the licensee to sign or date a Form 4473. 🔗|
|7||478.126a||Failure to report the sale of two or more pistols or revolvers to an individual during five consecutive business days. 🔗|
|8||18 USC 923(g)(5)(A)||Failure to submit record information required by the Attorney General. (This citation is often used to enforce the requirement for licensees in Southwest border states to report multiple sales of semi-automatic rifles.) 🔗|
|9||478.129(b)||Failure to retain Forms 4473 for the required duration of time. 🔗|
|10||478.125(e)||Failure by a dealer to properly maintain a record of the receipt and disposition of firearms. 🔗|
Source: Bureau of Alcohol, Tobacco, Firearms and Explosives. About the data »