Philin Enterprises, LLC
Shogun BrokersWarning letter
This gun manufacturer was cited for 7 violations. The inspection resulted in a warning letter.
A warning letter is the least severe action the ATF can take against a licensee with compliance issues. The letter advises the licensee to comply with regulations.
ATF data indicates that this license is no longer active.
|Type||Manufacturer of firearms|
Compliance inspections are conducted by one or more ATF officers. After the lead investigator submits a recommendation, one or more ATF supervisors will review the inspection and either concur with or adjust the recommendation.
This page contains information about a single inspection conducted between 2015 and 2017. The ATF may have inspected this licensee before and/or after the inspection detailed here.
Officers spent a total of 67 hours conducting this inspection. 165 days passed between the assignment and the final review. The licensee received a final outcome of warning letter.
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Conduct an onsite Manufacturing Inspection to determine if the licensee is operating in compliance with applicable Federal Firearms laws and regulations. Advise the licensee of all pertinent laws and regulations.
IOI recommends a Report of Violations, Warning Letter and a Recall Inspection for the following: •27 CFR 478.21(a) Forms Prescribed. The licensee accepted and/or failed to accurately complete the Firearms Transaction Records (ATF Forms 4473 ). •27 CFR 478.124(c)(1) Firearms Transaction Record The licensee accepted the Firearms Transaction Records (ATF Forms 4473) with blank or incomplete responses by the transferee. •27 CFR 478.124(c)(3)(i) Firearms Transaction Record The licensee failed to accurately record the transferee's identification on the Firearms Transaction Records (ATF Forms 4473). •27 CFR 478.124(c)(3)(iv) Firearms Transaction Record The licensee failed to record complete and accurate NICS information (ATF Forms 4473). •27 CFR 478.124(c)(4) Firearms Transaction Record The licensee failed to properly record the required firearm information on the Firearms Transaction Records (ATF Forms 4473). •27 CFR 478.124(c)(5) Firearms Transaction Record The licensee failed to record both the transferor’s/seller’s signature and the date the firearm was transferred on the Firearms Transaction Records (ATF Forms 4473). •27 CFR 478.123(a) Records Maintained by Manufactures The licensee failed to timely or correctly record the Acquisition of a Firearm in the A&D record. "’"’"’""""""The following changes need to be made to FLS; •Email needs to be changed from email@example.com to firstname.lastname@example.org. The email does not contain a “w”. •Mr. Roach’s contact number needs to be changed to “509-203-5811”.
An inspection was conducted to determine if the licensee is operating in compliance with Federal Firearms Laws and regulations. The inspection disclosed 7 violations to include failing to maintain an accurate A & D Record and failing to maintain properly completed ATF F 4473 . A Report of Violations, ATF F 4473, was issued to the licensee. The licensee's results percentages were high due to the low volume business. The licensee has not had a compliance inspection and was advised of the proper completion of all records and reports. It is recommended that a Warning Letter be issued with no further action. The licensee will be reinspected within 5 years.
If an inspection uncovers regulatory violations, the licensee receives a report outlining these violations. This section lists the violations found in the inspection, as well as a general description of each offense. More details on the nature of the licensee's specific violations may be found in the report PDF.
This licensee was cited for 7 violations.
|1||478.123(a)||Failure by a manufacturer to maintain an accurate record of firearms manufactured or acquired. 🔗|
|2||478.21(a)||Failure to provide all of the information called for in required forms. 🔗|
|3||478.124(c)(1)||Failure to obtain a Form 4473 showing the transferee's name, sex, address, date and place of birth, and other required information. 🔗|
|4||478.124(c)(3)(i)||Failure to obtain identification from a transferee or document it on Form 4473. 🔗|
|5||478.124(c)(3)(iv)||Failure to record the date NICS was contacted and the NICS response on Form 4473. 🔗|
|6||478.124(c)(4)||Failure to record on Form 4473 the manufacturer, importer, type, model, caliber or gauge, and serial number of the firearm being transferred. 🔗|
|7||478.124(c)(5)||Failure of the licensee to sign or date a Form 4473. 🔗|
Source: Bureau of Alcohol, Tobacco, Firearms and Explosives. About the data »