Plourde, Robert C
Four Aces LoansWarning letter
This gun pawnbroker was cited for 8 violations. The inspection resulted in a warning letter.
A warning letter is the least severe action the ATF can take against a licensee with compliance issues. The letter advises the licensee to comply with regulations.
ATF data indicates that this license is no longer active.
|Type||Pawnbroker in firearms|
Compliance inspections are conducted by one or more ATF officers. After the lead investigator submits a recommendation, one or more ATF supervisors will review the inspection and either concur with or adjust the recommendation.
This page contains information about a single inspection conducted between 2015 and 2017. The ATF may have inspected this licensee before and/or after the inspection detailed here.
Officers spent a total of 55.5 hours conducting this inspection. 223 days passed between the assignment and the final review. The licensee received a final outcome of warning letter.
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DE . CE REQUEST
On April 6, 2016, Industry Operations Investigators (IOIs redacted and redacted initiated a compliance inspection on Four Aces Loans. Janet Dammit was interviewed and identified via redacted " Driver's License redacted. redacted was formerly known as redacted but had changed her name May 28, 2014 (Exhibit 1). For the remainder of the report she will be identified as Ms . Dammit. In addition, Timothy Schmitz was interviewed and identified via redacted Driver's License redacted. Mr. Schmitz runs the day to day operations related to the firearms portion of the business and the majority of the inspection was conducted with Mr. Schmitz with Ms. Dammit taking part occasionally. In the store the employees do not use their real names when interacting with the public. Ms. Dammit is known as redacted and Mr. Schmitz is known as redacted. The scope of the inspection was April 1, 2015 through April 6, 2016. Advanced notice was not provided. As a result of this inspection eight violations (8) violations were cited.
SYNOPSIS OF VIOLATIONS: 1) 27 CFR 478.51 - MEETS CRITERIA FOR WARNING LETTER 2) 27 CFR 478.21 (a) - DOES NOT MEET CRITERIA FOR ADVERSE ACTION 3) 27 CFR 478 124(c)(3)(i) MEETS CRITERIA FOR WARNING LETTER 4) 27 CFR 478.124(c)(3)(iii) - MEETS CRITERIA FOR WARNING LETTER 5) 27 CFR 478. 124.(c)(3)(iv) - MEETS CRITERIA FOR WARNING LETTER 6) 27 CFR 478.102(a) - MEETS CRITERIA FOR WARNING CONFERENCE 7) 27 CFR 478.126a - MEETS CRITERIA FOR WARNING LETTER 8) 27 CFR 478.125(e) - DOES NOT MEET CRITERIA FOR ADVERSE ACTION IOI RECOMMENDS VIOLS WL ONLY AND RECALL INSPECTION IN LIEU OF WARNING CONFERENCE. CONCUR WITH IOI RECOMMENDATION.
Concur with alternate recommendation for warning letter and recall inspection .
If an inspection uncovers regulatory violations, the licensee receives a report outlining these violations. This section lists the violations found in the inspection, as well as a general description of each offense. More details on the nature of the licensee's specific violations may be found in the report PDF.
This licensee was cited for 8 violations.
|2||478.21(a)||Failure to provide all of the information called for in required forms. 🔗|
|3||478.124(c)(3)(i)||Failure to obtain identification from a transferee or document it on Form 4473. 🔗|
|4||478.124(c)(3)(iii)||Failure to obtain required documentation showing an exception to the prohibition on transfers to nonimmigrant aliens. 🔗|
|5||478.124(c)(3)(iv)||Failure to record the date NICS was contacted and the NICS response on Form 4473. 🔗|
|6||478.102(a)||Failure to conduct or complete a NICS check before transferring a firearm. 🔗|
|7||478.126a||Failure to report the sale of two or more pistols or revolvers to an individual during five consecutive business days. 🔗|
|8||478.125(e)||Failure by a dealer to properly maintain a record of the receipt and disposition of firearms. 🔗|
Source: Bureau of Alcohol, Tobacco, Firearms and Explosives. About the data »