Ron Sutphin & Associates LLC
Warning letterThis gun manufacturer was cited for 2 violations. The inspection resulted in a warning letter.
A warning letter is the least severe action the ATF can take against a licensee with compliance issues. The letter advises the licensee to comply with regulations.
Address
200 Railroad St.
Rome, NY 13440
Oneida County
License
Number | 6-16-065-07-9A-01384 |
Type | Manufacturer of firearms |
Expiry | Jan 1, 2022 |
Inspection Timeline
Compliance inspections are conducted by one or more ATF officers. After the lead investigator submits a recommendation, one or more ATF supervisors will review the inspection and either concur with or adjust the recommendation.
This page contains information about a single inspection conducted between 2015 and 2017. The ATF may have inspected this licensee before and/or after the inspection detailed here.
Officers spent a total of 43.5 hours conducting this inspection. 119 days passed between the assignment and the final review. The licensee received a final outcome of warning letter.
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Conduct manufacturing inspection.
An alternate recommendation from a Warning Conference to Report of Violations, WL only and no recall is recommended. NOTE TO FFLC: Ronald Sutphin requested that Responsible Person redacted be removed as a Responsible Person from the FFL . In addition, the FLS report indicates an EIN off of redacted. The EIN should be redacted.
An alternate recommendation from a Warning Conference to Report of Violations, WL only and no recall is recommended. The DIO Concurred and the WL was sent 4-06-16.
DIO concurs with WL & No Recall in lieu of WC . Although WC is warranted based on the failure to properly mark the firearms, a WL will sufficiently address the deficiency. This is the first time the licensee is in violation of 27 CFR 479.102(a)(2); the licensee did not transfer/sell any of the firearms that were improperly marked and prior to this compliance inspection, the licensee was in the process to remedy the marking requirement with ATF’s Federal Firearms Licensing Center by amending his FFL to add a trade name.
Violations
If an inspection uncovers regulatory violations, the licensee receives a report outlining these violations. This section lists the violations found in the inspection, as well as a general description of each offense. More details on the nature of the licensee's specific violations may be found in the report PDF.
This licensee was cited for 2 violations.
Citation | Description | |
---|---|---|
478.21(a) | Failure to provide all of the information called for in required forms. 🔗 | |
478.102(a)(2) | Transferring a firearm before NICS has responded or three business days have elapsed. 🔗 |
Source: Bureau of Alcohol, Tobacco, Firearms and Explosives. About the data »