Sherrard, Kevin D
The Auction HouseWarning letter
This gun dealer was cited for 9 violations. The inspection resulted in a warning letter.
A warning letter is the least severe action the ATF can take against a licensee with compliance issues. The letter advises the licensee to comply with regulations.
ATF data indicates that this license is no longer active.
|Type||Dealer in firearms|
Compliance inspections are conducted by one or more ATF officers. After the lead investigator submits a recommendation, one or more ATF supervisors will review the inspection and either concur with or adjust the recommendation.
This page contains information about a single inspection conducted between 2015 and 2017. The ATF may have inspected this licensee before and/or after the inspection detailed here.
Officers spent a total of 133 hours conducting this inspection. 83 days passed between the assignment and the final review. The licensee received a final outcome of warning letter.
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CONDUCT A SOUTHWEST BORDER FIREARMS DISPOSITION EMPHASIS INSPECTION. ENSURE THE LICENSEE MEETS LOCAL ZONING AND ATF REGULATIONS.
REQUEST ALTERNATE RECOMMENDATION from warning conference to warning letter for the following conditions: First inspection for this licensee. Low volume of discrepancies verses the large volume of firearms transactions. redacted multiple handgun discrepancies are the reason for the standard recommendation of a warning conference. It must be noted that redacted multiple handgun form (for the disposition of redacted firearms) was not submitted and for the other|||| instances the multiple handgun forms were submitted, but multiple handgun form had redacted handgun missing from the handguns listed on the multiple handgun form.
Concur with the Request for Alternate Recommendation from a WC to a WL and Recall Inspection . The licensee will benefit from a Recall inspection to re-inforce the corrective actions that were taken onsite. The licensee conducts business primarily as a result of auctions. The fact that this is the first inspection was taken into consideration for the alternate recommendation.
If an inspection uncovers regulatory violations, the licensee receives a report outlining these violations. This section lists the violations found in the inspection, as well as a general description of each offense. More details on the nature of the licensee's specific violations may be found in the report PDF.
This licensee was cited for 9 violations.
|1||478.21(a)||Failure to provide all of the information called for in required forms. 🔗|
|2||478.124(c)(1)||Failure to obtain a Form 4473 showing the transferee's name, sex, address, date and place of birth, and other required information. 🔗|
|3||478.124(c)(3)(i)||Failure to obtain identification from a transferee or document it on Form 4473. 🔗|
|4||478.124(c)(3)(iii)||Failure to obtain required documentation showing an exception to the prohibition on transfers to nonimmigrant aliens. 🔗|
|5||478.124(c)(3)(iv)||Failure to record the date NICS was contacted and the NICS response on Form 4473. 🔗|
|6||478.124(c)(4)||Failure to record on Form 4473 the manufacturer, importer, type, model, caliber or gauge, and serial number of the firearm being transferred. 🔗|
|7||478.124(c)(5)||Failure of the licensee to sign or date a Form 4473. 🔗|
|8||478.125(e)||Failure by a dealer to properly maintain a record of the receipt and disposition of firearms. 🔗|
|9||478.126a||Failure to report the sale of two or more pistols or revolvers to an individual during five consecutive business days. 🔗|
Source: Bureau of Alcohol, Tobacco, Firearms and Explosives. About the data »