Smith, Brent L
Smith Brothers Pawn & GunWarning letter
This gun pawnbroker was cited for 9 violations. The inspection resulted in a warning letter.
A warning letter is the least severe action the ATF can take against a licensee with compliance issues. The letter advises the licensee to comply with regulations.
|Type||Pawnbroker in firearms|
|Expiry||Sep 1, 2023|
Compliance inspections are conducted by one or more ATF officers. After the lead investigator submits a recommendation, one or more ATF supervisors will review the inspection and either concur with or adjust the recommendation.
This page contains information about a single inspection conducted between 2015 and 2017. The ATF may have inspected this licensee before and/or after the inspection detailed here.
Officers spent a total of 54.5 hours conducting this inspection. 127 days passed between the assignment and the final review. The licensee received a final outcome of warning letter.
Hover over underlined text to see definitions of common terms.
Conduct a Compliance Inspection with emphasis on SWBI . Verily no changes in zoning. Verily that there is no hidden ownership. Review the A&D records and ATF Forms 4473 to determine if the licensee has established good recordkeeping practices.
Alternative recommendation : IOI redacted is recommending a warning letter in lieu of a warning conference. The result of this inspection would warrant a warning letter, however, the licensee had an inspection in 2009, and was cited for failure to record a valid ID on redacted ATF Forms 4473 , on file for that inspection period which resulted in a warning conference. The adverse action history states that the FFL has previously received a warning letter and violation(s) disclosed would require a second warning letter for repeated similar violation(s). However, the DIO may decide, based on the significance and number of violations, compliance history, time since previous warning letter and other relevant factors, that a warning letter should be the appropriate action.
If an inspection uncovers regulatory violations, the licensee receives a report outlining these violations. This section lists the violations found in the inspection, as well as a general description of each offense. More details on the nature of the licensee's specific violations may be found in the report PDF.
This licensee was cited for 9 violations.
|1||478.21(a)||Failure to provide all of the information called for in required forms. 🔗|
|2||478.99(c)(6)||Sale or delivery of a firearm or ammunition to a person who has been dishonorably discharged from the Armed Forces. 🔗|
|3||478.102(c)||Failure to initiate a new background check after more than 30 days have elapsed from the initial check. 🔗|
|4||478.124(c)(1)||Failure to obtain a Form 4473 showing the transferee's name, sex, address, date and place of birth, and other required information. 🔗|
|5||478.124(c)(3)(i)||Failure to obtain identification from a transferee or document it on Form 4473. 🔗|
|6||478.124(c)(3)(iv)||Failure to record the date NICS was contacted and the NICS response on Form 4473. 🔗|
|7||478.124(c)(5)||Failure of the licensee to sign or date a Form 4473. 🔗|
|8||478.125(e)||Failure by a dealer to properly maintain a record of the receipt and disposition of firearms. 🔗|
|9||478.126a||Failure to report the sale of two or more pistols or revolvers to an individual during five consecutive business days. 🔗|
Source: Bureau of Alcohol, Tobacco, Firearms and Explosives. About the data »