Smith, Kenneth Lee Jr
Jr's Gun SalesWarning letter
This gun dealer was cited for 4 violations. The inspection resulted in a warning letter.
A warning letter is the least severe action the ATF can take against a licensee with compliance issues. The letter advises the licensee to comply with regulations.
|Type||Dealer in firearms|
|Expiry||Jul 1, 2022|
Compliance inspections are conducted by one or more ATF officers. After the lead investigator submits a recommendation, one or more ATF supervisors will review the inspection and either concur with or adjust the recommendation.
This page contains information about a single inspection conducted between 2015 and 2017. The ATF may have inspected this licensee before and/or after the inspection detailed here.
Officers spent a total of 86 hours conducting this inspection. 56 days passed between the assignment and the final review. The licensee received a final outcome of warning letter.
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Conduct Firearms Recall Invesigation after 5/28/2016
IOI redacted conducted an unannounced recall inspection of the licensee between 6/1/2016 and 6/15/2016 which resulted in the issuance of an ROV and Warning Letter, with no recall inspection recommended.
Name of Entity - Smith, Kenneth FFL /COMP -1-57-02856 Lead - redacted Narrative: A firearms compliance investigation was conducted. Recommendation:: Viols WL ONLY and No Recall . Inspection Last Inspection Date: 6/15/16 E-mailed to FEL Actions-Charlotte/Examiner redacted
If an inspection uncovers regulatory violations, the licensee receives a report outlining these violations. This section lists the violations found in the inspection, as well as a general description of each offense. More details on the nature of the licensee's specific violations may be found in the report PDF.
This licensee was cited for 4 violations.
|1||478.124(c)(3)(iv)||Failure to record the date NICS was contacted and the NICS response on Form 4473. 🔗|
|2||478.124(c)(3)(i)||Failure to obtain identification from a transferee or document it on Form 4473. 🔗|
|3||478.126a||Failure to report the sale of two or more pistols or revolvers to an individual during five consecutive business days. 🔗|
|4||478.121(a)||Failure to maintain records at the licensed premises and for the required length of time. 🔗|
Source: Bureau of Alcohol, Tobacco, Firearms and Explosives. About the data »