Smith, M. Ray
Warning letterThis gun manufacturer was cited for 4 violations. The inspection resulted in a warning letter.
A warning letter is the least severe action the ATF can take against a licensee with compliance issues. The letter advises the licensee to comply with regulations.
Address
1402 N Broadway
Knoxville, TN 37917
Knox County
License
Number | 1-62-093-07-7G-38130 |
Type | Manufacturer of firearms |
Expiry | Jul 1, 2023 |
Inspection Timeline
Compliance inspections are conducted by one or more ATF officers. After the lead investigator submits a recommendation, one or more ATF supervisors will review the inspection and either concur with or adjust the recommendation.
This page contains information about a single inspection conducted between 2015 and 2017. The ATF may have inspected this licensee before and/or after the inspection detailed here.
Officers spent a total of 31.5 hours conducting this inspection. 118 days passed between the assignment and the final review. The licensee received a final outcome of warning letter.
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Conduct an MIP investigation in accordance with the ATF IOM.
A compliance inspection was conducted on 11/9/2015 through 11/10/2015. Investigato redacted interviewed the following people on this date at the above location and at the home of the owner: Owner. Marion Ray SMITH (SSN: redacted DOB: redacted and Responsible Person , Conrad L. MAJORS, (SSN: redacted DOB redacted This inspection covered the period of 5/1/2011 through 11/8/2015.A warning letter with no recall is recommended due to this is Mr. SMITH’S first ROV and he was not fully aware of the need to keep his records at the business premises. He had always met the IOI there in the past and brought his inventory with him and naturally thought the records and the inventory should stay together. He is aware of the facts now and has taken measure to ensure that this is not repeated.
Smith, M. Ray 1-62-093-07-7G-38310 Lead IO redacted Insp Date: 11/10/15 This investigation disclosed four violations. Due to this FFL failing to Keep his records at the business premises I concur with the recommendation of a Warning Letter.
Violations
If an inspection uncovers regulatory violations, the licensee receives a report outlining these violations. This section lists the violations found in the inspection, as well as a general description of each offense. More details on the nature of the licensee's specific violations may be found in the report PDF.
This licensee was cited for 4 violations.
Citation | Description | |
---|---|---|
478.21(a) | Failure to provide all of the information called for in required forms. 🔗 | |
478.124(c)(1) | Failure to obtain a Form 4473 showing the transferee's name, sex, address, date and place of birth, and other required information. 🔗 | |
478.124(c)(5) | Failure of the licensee to sign or date a Form 4473. 🔗 | |
478.121(a) | Failure to maintain records at the licensed premises and for the required length of time. 🔗 |
Source: Bureau of Alcohol, Tobacco, Firearms and Explosives. About the data »