Mark Stein InnovationsWarning letter
This gun dealer was cited for 8 violations. The inspection resulted in a warning letter.
A warning letter is the least severe action the ATF can take against a licensee with compliance issues. The letter advises the licensee to comply with regulations.
|Type||Dealer in firearms|
|Expiry||Mar 1, 2023|
Compliance inspections are conducted by one or more ATF officers. After the lead investigator submits a recommendation, one or more ATF supervisors will review the inspection and either concur with or adjust the recommendation.
This page contains information about a single inspection conducted between 2015 and 2017. The ATF may have inspected this licensee before and/or after the inspection detailed here.
Officers spent a total of 103 hours conducting this inspection. 50 days passed between the assignment and the final review. The licensee received a final outcome of warning letter.
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Firearms Compliance Inspection - Please conduct a full compliance inspection.
A Warning Conference is the appropriate recommendation. An alternate recommendation is recommended due to the following: 1) This is the licensee's first compliance inspection. 2) The single determining violation to merit a Warning Conference recommendation redacted unreported multiple handgun sale transactions redacted of which there were multiple handgun sales to redacted. The 7 additional violations identified during the inspection warrant a standard Report of Violations or a Warning Letter recommendation. A recall inspection is recommended due to multiple ATF F4473 errors, A&D errors and one unaccounted for firearm which was subsequently reported as missing on the ATF F3310.11 Theft/Loss report by the licensee. AS redacted concurs.
No recall inspection is necessary at this time
If an inspection uncovers regulatory violations, the licensee receives a report outlining these violations. This section lists the violations found in the inspection, as well as a general description of each offense. More details on the nature of the licensee's specific violations may be found in the report PDF.
This licensee was cited for 8 violations.
|1||478.125(e)||Failure by a dealer to properly maintain a record of the receipt and disposition of firearms. 🔗|
|2||478.21(a)||Failure to provide all of the information called for in required forms. 🔗|
|3||478.124(c)(1)||Failure to obtain a Form 4473 showing the transferee's name, sex, address, date and place of birth, and other required information. 🔗|
|4||478.124(c)(3)(i)||Failure to obtain identification from a transferee or document it on Form 4473. 🔗|
|5||478.124(c)(3)(iv)||Failure to record the date NICS was contacted and the NICS response on Form 4473. 🔗|
|6||478.124(c)(5)||Failure of the licensee to sign or date a Form 4473. 🔗|
|7||478.99(c)||Sale or transfer of a firearm to a prohibited person. 🔗|
|8||478.126a||Failure to report the sale of two or more pistols or revolvers to an individual during five consecutive business days. 🔗|
Source: Bureau of Alcohol, Tobacco, Firearms and Explosives. About the data »