Stone, Daniel Joseph
Warning letterThis gun dealer was cited for 1 violation. The inspection resulted in a warning letter.
A warning letter is the least severe action the ATF can take against a licensee with compliance issues. The letter advises the licensee to comply with regulations.
Address
33386 N Valley View
Round Lake, IL 60073
Lake County
License
| Number | 3-36-097-01-6C-11452 |
| Type | Dealer in firearms |
| Expiry | Mar 1, 2022 |
Inspection Timeline
Compliance inspections are conducted by one or more ATF officers. After the lead investigator submits a recommendation, one or more ATF supervisors will review the inspection and either concur with or adjust the recommendation.
This page contains information about a single inspection conducted between 2015 and 2017. The ATF may have inspected this licensee before and/or after the inspection detailed here.
Officers spent a total of 77 hours conducting this inspection. 108 days passed between the assignment and the final review. The licensee received a final outcome of warning letter.
Hover over underlined text to see definitions of common terms.
Please conduct a full scope firearms compliance inspection of this Type 01 FFL . During initial review of this assignment please ensure the shared drive is reviewed for any additional variance approvals, correspondences, etc. that are not located in the file. Zoning - Please utilize the Shared Zoning Folder for all zoning information. If a location needs added, deleted or amended/updated, please do so to ensure we maintain an accurate and up to date database.
Reviewed assignment instruction and area office file. A High Risk Firearms Compliance Investigation was conducted at the licensee's premises beginning October 27, 2015. Mr. Daniel Stone was interviewed and present throughout the course of the investigaiton. Report of Violations Issued and Warning Letter Only - No Recall Inspection Recommended. This is an alternative recommendation in lieu of a Warning Conference. This is the first inspection since the license was originally issued in 1979. The licensee was unaware that he failed to properly log redacted firearms into his A&D Book. The licensee agreed that his current inventory is too large to maintain and has already started the process reducing what he has on hand. In addition, Mr. Stone purchased a computer program that will help him organize and track his current inventory. The licensee otherwise maintains complete and accurate required records and has kept up to date with ATF rules and regulations. Mr. Stone explained that over the past 36 years, he must have failed to properly differentiate what he acquired personally and what was acquired with his license. However, Mr. Stone agreed that all firearms should have been logged in properly. Mr. Stone felt he was appropriately documenting all acquisitions throughout the history of the license. Mr. Stone was aware of the recording timelines and will ensure all acquisitions are properly recorded in the future. Report of Violations Issued, enclosed, and Warning Letter only recommended. Discussed violation and corrective action in detail with licensee. Narrative Report enclosed with detailed findings and prior history. All required correspondence, worksheets, exhibits, and forms enclosed.
Concur with recommendation of Warning Letter with No Recall in lieu of Warning Conference due to to a lack of compliance history in this is the first inspection since the license was originally issued in 1979. Also, the licensee agreed that his current inventory is too large to maintain and has already started the process of reducing what he has on hand. In addition, Mr. Stone purchased a computer program that will help him organize and track his current inventory and ensured future compliance. With DIO concurrence Warning Letter signed by A/S redacted and mailed on 11/25/15.
DIO concurs with warning letter. Licensee's first known inspection after being licensed for oiver 30 years.
Violations
If an inspection uncovers regulatory violations, the licensee receives a report outlining these violations. This section lists the violations found in the inspection, as well as a general description of each offense. More details on the nature of the licensee's specific violations may be found in the report PDF.
This licensee was cited for 1 violation.
| Citation | Description | |
|---|---|---|
| 478.125(e) | Failure by a dealer to properly maintain a record of the receipt and disposition of firearms. 🔗 |
Source: Bureau of Alcohol, Tobacco, Firearms and Explosives. About the data »