Tipwood Enterprises, LC.Warning letter
This gun dealer was cited for 6 violations. The inspection resulted in a warning letter.
A warning letter is the least severe action the ATF can take against a licensee with compliance issues. The letter advises the licensee to comply with regulations.
ATF data indicates that this license is no longer active.
|Type||Dealer in firearms|
Compliance inspections are conducted by one or more ATF officers. After the lead investigator submits a recommendation, one or more ATF supervisors will review the inspection and either concur with or adjust the recommendation.
This page contains information about a single inspection conducted between 2015 and 2017. The ATF may have inspected this licensee before and/or after the inspection detailed here.
Officers spent a total of 94 hours conducting this inspection. 249 days passed between the assignment and the final review. The licensee received a final outcome of warning letter.
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**Please conduct a DE inspection on this 01 FFL . The 01 license was issued on 5/13/2011. Please conduct a DE inspection to determine if FFL is compliant with ATF law and regulations.
Failure to file multiple sales reports when legally required redacted or more instances. redacted instances cited involving redacted firearms. Failure to timely and/or correctly record the required disposition entries for less than five (5) percent (4.6% redacted times) of the total redacted dispositions. Failure by the licensee to obtain complete and accurate information for any items on the Forms 4473 certification section on less than five (5) percent (0.8%) of the forms. Investigator redacted recommends WL and Recall Inspection in lieu of WC . The licensee failed to report redacted multiple sales; however, the licensee was not cited for this violation (478.126a) during the previous inspection ending on 9/27/06. IOIs reminded the licensee of the requirements to file the ATF Form 3310.4 multiple sale reports during the closing conference held on 11/30/16. Mr. Cohen stated that he forgot about the requirements. Mr. Cohen said that he understands and he will comply with the requirements for all future transactions that require ATF Form 3310.4. The licensee had all ATF Forms 4473 on file and corrected all redacted untimely recorded dispositions in the A&D Record. There were no missing firearms.
WL and recall recommended due redacted muliple handgun forms not filed - FFL said he forgot about having to file multiple handgun forms. Also FFL had late disposition of firearms - but no missing firearms.
DIO concurs with the Lead IOI and Area Supervisor for a Warning Letter and Recall Inspection , in lieu of a Warning Conference and Recall Inspection. The inspection merited a warning conference based on teh fact that the FFL failed to file multiple sales reports, ATF F3310.11, when legally required redacted or more instances. The FFL failed to file redacted) multiple handgun forms involving redacted) firearms during the review period 10/31/15 - 10/31/16. During this inspection redacted multiple sales were filed and these regulations were thoroughly reviewed with the licensee who assured futured compliance. The previous compliance inspection of this FFL in 2006, did not cite multiple sale violations but did result in a Warning Letter, with no recall due to 4.7% error rate on the ATF Forms 4473 . This inspection disclosed that the FFL improved on the accuracy of the ATF Forms 4473. In addition, the licensee properly accounted for their firearms physical inventory.
If an inspection uncovers regulatory violations, the licensee receives a report outlining these violations. This section lists the violations found in the inspection, as well as a general description of each offense. More details on the nature of the licensee's specific violations may be found in the report PDF.
This licensee was cited for 6 violations.
|1||478.124(c)(1)||Failure to obtain a Form 4473 showing the transferee's name, sex, address, date and place of birth, and other required information. 🔗|
|2||478.124(c)(3)(iv)||Failure to record the date NICS was contacted and the NICS response on Form 4473. 🔗|
|3||478.124(c)(5)||Failure of the licensee to sign or date a Form 4473. 🔗|
|4||478.21(a)||Failure to provide all of the information called for in required forms. 🔗|
|5||478.126a||Failure to report the sale of two or more pistols or revolvers to an individual during five consecutive business days. 🔗|
|6||478.125(e)||Failure by a dealer to properly maintain a record of the receipt and disposition of firearms. 🔗|
Source: Bureau of Alcohol, Tobacco, Firearms and Explosives. About the data »